The Financial and Consumer Services Commission can start an enforcement proceeding by filing a External link opens in new tab or windowStatement of Allegations (Form 3), a External link opens in new tab or windowNotice of Preliminary Motion (Form 7) or a External link opens in new tab or windowNotice of Application (Form 4). These documents contain allegations, which if proven, can have serious financial and employment consequences. The originating document must be filed and served in accordance with External link opens in new tab or windowrules 2.2 and 2.4 of the Rules of Procedure.